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UNDERSTANDING BOND FUND YIELDS.

• Authors : HUANG, NELLIE S. (AUTHOR)

Subjects: *BONDS (Finance); *BOND funds; *INTEREST ratesUNITED States. Securities & Exchange Commission

• Source: Kiplinger Personal Finance. Jul2024, Vol. 78 Issue 7, p96-97. 2p. 1 Color Photograph.

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A SOLID YEAR FOR THE KIPLINGER 25.

• Authors : HUANG, NELLIE S. (AUTHOR)

Subjects: UNITED States. Securities & Exchange Commission; T. Rowe Price Group Inc.; INTEREST rates

• Source: Kiplinger Personal Finance. May2024, Vol. 78 Issue 5, p18-26. 8p. 1 Color Photograph, 4 Charts.

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Pension Funds Buy Into Crypto.

• Authors : SHEA, JENNIFER (AUTHOR)

Subjects: *VENTURE capital; *CRYPTOCURRENCY mining; *INVESTORSUNITED States. Securities & Exchange Commission

• Source: Bond Buyer. 8/14/2024, Vol. 396 Issue 36158, pCover-4. 2p. 1 Color Photograph, 2 Charts.

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‘Take it Seriously,’ SEC’s Sanchez Warns Municipal Bond Market.

• Authors : DEVITT, CAITLIN

Subjects: *BOND market; *PUBLIC finance; *MUNICIPAL bondsUNITED States. Securities & Exchange Commission ; MUNICIPAL Securities Rulemaking Board

• Source: Bond Buyer. 6/12/2024, Vol. 396 Issue 36124, pCover-3. 2p.

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Cohen & Co. tops 2023 SEC client rankings.

• Authors : Hood, Daniel (AUTHOR)

Subjects: *TAX auditing; *AUDITING; *AUDITING feesUNITED States. Securities & Exchange Commission

• Source: Accounting Today. May2024, Vol. 38 Issue 5, p10-11. 2p. 2 Charts.

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Professional Independence Resources.

• Authors : Anders, Susan B. (AUTHOR)

Subjects: *AUDITING; *ACCOUNTANTS; *AUDITING standardsUNITED States. Securities & Exchange Commission

• Source: CPA Journal. Jan/Feb2024, Vol. 94 Issue 1/2, p76-77. 2p. 2 Color Photographs.

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Spacs: Out of sight, but not out of mind.

Subjects: *SPECIAL purpose acquisition companies; *EQUITY stakeUNITED States. Securities & Exchange CommissionACKMAN, Bill, 1966-

• Source: Euromoney. Jan/Feb2024, Vol. 55 Issue 642, p6-7. 2p. 1 Color Photograph.

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SEC to advisors: Marketing rule, Reg BI on the exam.

• Authors : Shaw, Dan (AUTHOR)

Subjects: *CONSULTANTS; *ADVERTISERS; *INVESTMENT advisorsUNITED States. Securities & Exchange Commission

• Source: Financial Planning. Apr2023, Vol. 53 Issue 3, p18-19. 2p. 1 Color Photograph.

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Shipbuilder Austal Backs SEC Giving Penalty to Its Shareholders.

• Authors : Capaccio, Tony (AUTHOR)

Subjects: *PARENT companies; *STOCK prices; *FRAUDUNITED States. Securities & Exchange Commission ; UNITED States. Navy

• Source: Bloomberg.com. 8/28/2024, pN.PAG-N.PAG. 1p.

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Summers Calls for SEC, Exchanges to Probe Monday's VIX Surge.

• Authors : Anstey, Christopher (AUTHOR)

Subjects: *STOCK index futures; *SHORT selling (Securities); *OPTIONS (Finance)UNITED States. Securities & Exchange CommissionSUMMERS, Lawrence H., 1954-

• Source: Bloomberg.com. 8/9/2024, pN.PAG-N.PAG. 1p.

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