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Brokers Bang on OMS Doors.

• Authors : Schmevken, Ivy

Subjects: *BROKERS; *BUSINESS brokerage; *ALGORITHMSGOLDMAN Sachs Group Inc. 059164314 GOLDMAN Sachs Group Inc. GOLDMAN Sachs Group Inc. 059164314 059164314 GOLDMAN Sachs Group Inc. 059164314 GS; BANC of America Securities LLC

• Source: Wall Street & Technology. Jan2005, Vol. 23 Issue 1, p30-32. 3p.

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U.S. online brokers surfing foreign waters.

• Authors : MIDDLEMISS, JIM

Subjects: *BROKERS; *ELECTRONIC commerceUNITED States

• Source: Wall Street & Technology. Oct98, Vol. 16 Issue 10, p68. 2p. 3 Color Photographs.

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Buy Side Favors High-Touch Trading.

• Authors : McEachern, Cristina

Subjects: *STOCKBROKERS; *BROKERSWEEDEN & Co. LP ; AXA Rosenberg Investment Management LLCKIEVIT, Bryan; HMELNITSKY, Leo

• Source: Wall Street & Technology. Feb2008 Supplement, Vol. 26, p19-21. 3p. 2 Black and White Photographs.

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Regulation NMS: Preparing for Impact.

Subjects: *BROKERS; *STOCK exchanges; *FINANCIAL marketsUNITED States. Securities & Exchange Commission ; INTERMARKET Trading System (Organization)

• Source: Wall Street & Technology. Dec2006 Supplement, p41-42. 2p. 1 Diagram, 1 Graph.

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Riding Hedge Fund's Coattails.

• Authors : Guerra, Anthony

Subjects: *HEDGE funds; *BROKERS; *SECURITIES tradingGOLDMAN Sachs Group Inc. 059164314 GOLDMAN Sachs Group Inc. GOLDMAN Sachs Group Inc. 059164314 059164314 GOLDMAN Sachs Group Inc. 059164314 GS; BEAR Stearns & Co. Inc. ; MORGAN Stanley & Co. Inc.

• Source: Wall Street & Technology. Spring2005 Supplement, Vol. 23, p26-27. 2p.

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Direct Market Access — The Next Frontier.

Subjects: *BROKERS; *SECURITIES industry; *FINANCIAL markets

• Source: Wall Street & Technology. Spring2005 Supplement, Vol. 23, p15-18. 3p. 1 Color Photograph.

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The Death of the Inter-Dealer Broker?

• Authors : Rafalaf, Andrew

Subjects: *BROKERS; *DEBT

• Source: Wall Street & Technology. Jun2000, Vol. 18 Issue 6, p29. 3p. 1 Color Photograph.

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DEALER DIRECTORY.

Subjects: *BROKERS; *SECURITIES trading

• Source: Wall Street & Technology. Feb2008 Supplement, Vol. 26, p41-45. 3p. 1 Chart.

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Algorithms Sweep Dark Books.

• Authors : Schmerken, Ivy

Subjects: *BROKERS; *ALGORITHMS; *LIQUIDITY (Economics)UNITED StatesPIPER Sandler Cos. PIPER Sandler Cos. PIPER Sandler Cos. PJC; INVESTMENT Technology Group Inc. 791004807 INVESTMENT Technology Group Inc. INVESTMENT Technology Group Inc. 791004807 791004807 INVESTMENT Technology Group Inc. 791004807 ITG

• Source: Wall Street & Technology. Winter2005 Supplement, p30-31. 2p. 2 Color Photographs.

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Automating the Compliance and Supervision Process.

• Authors : McEachern, Cristina

Subjects: *AUTOMATION; *BROKERS; *FINANCIAL services industryUNITED States

• Source: Wall Street & Technology. Sep2002, Vol. 20 Issue 9, p31. 2p.

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