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Trust me, I'm a broker.

• Authors : Harris, Shaun

Subjects: *BROKERS; *PROFESSIONAL fees; *USER chargesSOUTH Africa

• Source: Finance Week. 8/24/2005, p10-12. 3p. 4 Color Photographs.

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Victory, for Now.

• Authors : Veres, Bob

Subjects: *FINANCE; *PROFESSIONAL fees; *INVESTMENT advisorsUNITED StatesWASHINGTON (D.C.). Court of Appeals ; UNITED States. Securities & Exchange Commission

• Source: Financial Planning. Jun2007, Vol. 37 Issue 6, p45-46. 2p.

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MEMX introduces fees for real-time equities market data: The exchange is proposing a blanket fee of $0.01 for professional and non-professional users, subject to approval from the Securities and Exchange Commission (SEC).

• Authors : Smith, Annabel

Subjects: *PROFESSIONAL fees; *STOCK exchanges; *FINANCIAL marketsUNITED States. Securities & Exchange Commission

• Source: Ai Trade News. 2/11/2022, p1-1. 1p. 1 Color Photograph.

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Staff recounts.

Subjects: *PROFESSIONAL fees; *EMPLOYEES; *PERSONNEL managementUNITED KingdomREADING Room Ltd. ; CONCHANGO PLC ; RED Bee Media Ltd.

• Source: Design Week. May2009 Top 100, p41-47. 4p.

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GASB Funding Fee Plan Draws Broker-Dealers' Ire.

• Authors : Quigley, Joan

Subjects: *PROFESSIONAL fees; *BROKERS; SOCIETIESFINANCIAL Accounting Foundation. Governmental Accounting Standards Board ; FINANCIAL Industry Regulatory Authority ; SECURITIES Industry & Financial Markets Association

• Source: Bond Buyer. 8/3/2011, Vol. 377 Issue 33559, p1-6. 2p.

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SEEING NO EVIL.

• Authors : Banham, Russ¹; Katz, David M.²

Subjects: *PROFESSIONAL fees; *RISK managers; *BUSINESS brokerage

• Source: CFO. Sep2005, Vol. 21 Issue 12, p111-114. 3p. 2 Color Photographs.

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B/Ds: Is IA Registration in Your Future?

• Authors : Czernin, Marianne

Subjects: *BROKERS; *PROFESSIONAL fees; LEGAL status of investment advisorsUNITED States

• Source: Regulatory Register. May2005, Vol. 20 Issue 5, p1-9. 3p.

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How to Pick an Adviser.

• Authors : Bodnar, Janet

Subjects: *INVESTMENT advisors; *PROFESSIONAL fees; *BROKERS

• Source: Kiplinger Personal Finance. Aug2016, Vol. 70 Issue 8, p10-10. 1p.

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Brokers refuse some revenues.

• Authors : Roberts, Sally

Subjects: *BROKERS; *PROFESSIONAL fees; *INSURANCEAON Corp. AON Corp. AON Corp. AON; MARSH Inc. ; HARTFORD Financial Services Group Inc. 787085893 HARTFORD Financial Services Group Inc. HARTFORD Financial Services Group Inc. 787085893 787085893 HARTFORD Financial Services Group Inc. 787085893 HIGCASE, Greg; STORMS, Brian M.

• Source: Business Insurance. 8/13/2007, Vol. 41 Issue 33, p24-24. 1/5p.

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Wake-up call.

• Authors : Cleary, Alan¹

Subjects: *FINANCE companies; *PROFESSIONAL fees; *BROKERSUNITED Kingdom

• Source: Money Marketing. 10/26/2006, p46-46. 1/3p.

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