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West Ashley Library
9 a.m. – 7 p.m.
Phone: (843) 766-6635
Folly Beach Library
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Phone: (843) 588-2001
Edgar Allan Poe/Sullivan's Island Library
Closed for renovations
Phone: (843) 883-3914
Wando Mount Pleasant Library
9 a.m. – 8 p.m.
Phone: (843) 805-6888
Village Library
9 a.m. – 6 p.m.
Phone: (843) 884-9741
St. Paul's/Hollywood Library
9 a.m. – 8 p.m.
Phone: (843) 889-3300
Otranto Road Library
9 a.m. – 8 p.m.
Phone: (843) 572-4094
Mt. Pleasant Library
9 a.m. – 8 p.m.
Phone: (843) 849-6161
McClellanville Library
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Keith Summey North Charleston Library
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John's Island Library
9 a.m. – 8 p.m.
Phone: (843) 559-1945
Hurd/St. Andrews Library
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Miss Jane's Building (Edisto Library Temporary Location)
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Dorchester Road Library
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Phone: (843) 552-6466
John L. Dart Library
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Phone: (843) 722-7550
Baxter-Patrick James Island
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Phone: (843) 795-6679
Main Library
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Phone: (843) 805-6930
Bees Ferry West Ashley Library
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FINRA wins permanency for COVID-related work rules.
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- Author(s): Shaw, Dan
- Source:
Financial Planning; Jan/Feb2024, Vol. 54 Issue 1, p20-21, 2p, 1 Color Photograph- Subject Terms:
- Source:
- Additional Information
- Subject Terms:
- Abstract: The Financial Industry Regulatory Authority (FINRA) has received approval for two remote work policies that accommodate practices that became common during the COVID-19 pandemic. One policy allows firms to sign up for a three-year pilot program to test remote inspections of branch offices, while the other allows brokerage supervisors' homes to be designated as "non-branch offices" subject to in-person inspections once every three years. These policies aim to ensure the continuation of work arrangements that were widely embraced during the pandemic. While some industry representatives see this as a victory, others express concerns about the potential for fraud and the limitations of remote inspections. FINRA's proposals include restrictions to prevent fraudulent activity, such as prohibiting residences from being used to store records or documents and requiring the use of firm IT systems for electronic communications. The North American Securities Administrators Association appreciates the changes made to the policies in response to their concerns. Participating brokerages will have to provide regulators with quarterly reports detailing inspections and any findings resulting from those reviews. The pilot program is expected to start on July 1, 2024. [Extracted from the article]
- Abstract: Copyright of Financial Planning is the property of Arizent and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may print, download, or email articles for individual use. This abstract may be abridged. No warranty is given about the accuracy of the copy. Users should refer to the original published version of the material for the full abstract. (Copyright applies to all Abstracts.)
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