Meet the CEO who wants to change the industry.

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  • Additional Information
    • Subject Terms:
      UNITED States. Securities & Exchange Commission; LPL Financial LLC; UBS AG
    • Abstract:
      Tam started in the industry in 2007 with UBS before going independent with LPL Financial in 2009 and launching Bothell, Washington-based Viridian Advisors in 2014, according to SEC records. Independent industry disclosure service AdvisorCheck appointed the veteran advisor to be its CEO in August. And I think I read a report that we have so many financial advisor listings looking for advisors, and we understand that it's hard to find them because good advisors, good people are hard to find. Industry News Industry News After 15 years in the industry as a financial advisor and the owner of an RIA firm that folded into Edelman Financial Engines, Adriel Tam is shifting gears. [Extracted from the article]
    • Abstract:
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