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A Poor Fit For Investors?
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- Author(s): Pressman, Aaron; Borrus, Amy
- Source:
BusinessWeek. 5/9/2005, Issue 3932, p78-79. 2p. 1 Color Photograph, 1 Chart.
- Subject Terms:
- Additional Information
- Subject Terms:
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- Abstract:
Reports that U.S. regulators are looking into how firms steer clients into fee-based accounts. Advantages of fee-based accounts for brokerages; Investigations by the industry's self-regulatory bodies; Allegations against Raymond James & Associates Inc.; Reasons for the move to asset-based fees; Wisdom of letting customers choose what kind of account they want, as long as brokers provide accurate information.
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