A Poor Fit For Investors?

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    • Abstract:
      Reports that U.S. regulators are looking into how firms steer clients into fee-based accounts. Advantages of fee-based accounts for brokerages; Investigations by the industry's self-regulatory bodies; Allegations against Raymond James & Associates Inc.; Reasons for the move to asset-based fees; Wisdom of letting customers choose what kind of account they want, as long as brokers provide accurate information.